ITCS

Automated Compliance Tool for Insider Trading

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A safe and secure compliance management tool for insider trading

ITCS (Insider Trading and Compliance System) is a web-based solution that harnesses the power of Microsoft’s Cloud Technologies and automates the implementation and management of compliance guidelines related to insider trading as defined by Securities Exchange Board of India (SEBI).

Sharp Tool

Sharp Tool

Automate compliance processes and boost efficiency.

Management And Surveillance

Management And Surveillance

Keep tabs on all transactions to ensure data is safe and secure.

Complete Compliance

Complete Compliance

Well-documented compliance process to track all dealings in instruments.

Enhanced Control

Enhanced Control

Avoid dealing in instruments on restricted lists and watch lists.

Data Capture

Data Capture

Record the approvals and transaction history of the employee.

Reports And Dashboards

Reports And Dashboards

Access trading reports and gain a bird’s eye view of all transactions on a comprehensive dashboard.

FREQUENTLY ASKED QUESTIONS

Insider Trading and Compliance System (ITCS) is a web-based tool that automates the implementation and management of compliance guidelines related to insider trading. ITCS automates compliance processes in line with SEBI guidelines, to ensure fair practices.

  • Complete compliance: Ensures complete and well-documented compliance as per SEBI guidelines.
  • Reports: Standard reports including MIS, Exceptions, Holdings, Trends and Declarations.
  • Smart dashboard: Accessible to transacting users, administrators and compliance officers, the dashboard offers a complete view of all transactions in one place.
  • Trade policy violation reports: ITCS offers a graphical report of trade policy violation incidents that can be accessed by compliance officers and senior management.
  • Tech-forward: ITCS is built using the latest technologies in the market.

    • ITCS is single-solution for the implementation of regulatory guidelines across the securities trade, covering equities, derivatives, mutual funds and even the management of specific instruments traded by an employee’s family members. It also comes with a number of pre-defined reports, as listed above, ensuring complete and well-documented compliance.

    All standard trade processes can be executed: creating and authorizing trade requests (by the employee and reporting officer) and approving requests and generating reports (by the compliance officer).

    ITCS comes with maximum and minimum value settings for trade policy threshold control. Maximum value settings include amount of trade requests in INR, quantity of trade requests (in nos) and number of trade requests. Minimum value settings include a general minimum holding period in days, minimum holding period in days for ESPOS, minimum holding period in days for IPO, validity of trade request within which Approval has to be granted, and validity of trade request approval, within which the trade has to be executed.

    Yes. ITCS is optimized for Windows Azure, public cloud (for better availability) and private cloud (for better security).

    Yes, integration is possible with email servers for messaging, as well as with Windows AS for user authentication.

    Yes, you can reach out to us using the button below. Or, email us at sales@paramatrix.comor call on +917506051248

    INSIGHTS FROM INDUSTRY LEADERS

    Mohan Natarajan
    Mohan Natarajan

    Ex-CTO at Kotak Securities, MD - Avista Advisory

    Paramatrix has consistently demonstrated its ability to elevate startups into significant players in the capital markets. Their strategic insights and robust business strategies are commendable.

    Sankarson Banerjee
    Sankarson Banerjee

    Ex-CIO at RBL Bank and Ex-CTO at NSE

    At Paramatrix, I have seen a strong focus on improving digital capabilities and advancing technology. The organization's strategic vision and proactive approach stand out.

    Rajiv Vaishnav
    Rajiv Vaishnav

    Founder, Cornerstone Ventures & ex-Head of Ecosystem / Partnerships at Reliance

    Paramatrix's strategic investments and partnerships are instrumental in shaping the industry landscape, and I particularly like their ability to partner up with new-age companies, and become natural growth partners for them.

    Sammeer Saurabbh
    Sammeer Saurabbh

    Ex-CTO at Daiwa Capital and HDFC Securities

    Paramatrix exemplifies forward thinking leadership in technology and BFSI sectors. Their commitment to driving digital transformation and sustainable growth sets a benchmark in the industry.

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